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Registration and Licensing of P400 Million Worth of Participating Pension Plans (Sun Pension Plus)

SEC-NTD (Notice) • Securities and Exchange Commission Departments • Non-Traditional Securities and Instruments Department (NTD) • Dec 10, 2007

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December 10, 2007 NON-TRADITIONAL SECURITIES AND INSTRUMENTS DEPARTMENT IN THE MATTER OF SUN LIFE FINANCIAL PLANS, INC., registrant REGISTRATION AND LICENSING OF P400 MILLION WORTH OF PARTICIPATING PENSION PLANS (SUN PENSION PLUS) NOTICE Notice is hereby given that on December 4, 2007, a sworn registration statement and other documents were filed with the Securities and Exchange Commission for and on behalf of SUN LIFE FINANCIAL PLANS, INC. for the registration and licensing of additional securities covering 13,000 Participating Sun Pension Plus Plans worth P400 million. Details on pricing of the pension plans by term and period of payments are available in the actuarial feasibility study on file with SEC. According to the documents submitted, the following persons appear to be the officers/directors of the corporation: Name Position Eugene John Lundrigan Chairman Henry Joseph M. Herrera President and CEO Rizalina G. Mantaring Director Oscar S. Reyes Independent Director Rafael M. Alunan III Independent Director Edel Mary D.Vagamora Treasurer/CFO Ma. Emeren V.Vallente Corporate Secretary Said application for registration, price schedules and other documents attached thereto are open for inspection by interested parties during office hours, and photocopies thereof shall be provided upon written request and after payment of the required fees. Any person may file an opposition thereto within ten (10) days from date of last publication of this Notice and Order: Let this Notice and Order be published at the expense of the corporation, in two (2) newspapers of general circulation in the Philippines once a week for two (2) consecutive weeks. TEAaDC SO ORDERED. EDSA, Mandaluyong City, Philippines. December 10, 2007. (SGD.) JOSE P. AQUINO Acting Director Published in The Manila Times on December 11 and 18, 2007 .

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