SEC Contact Center

2020 SEC NOTICE SEC CONTACT CENTER Pursuant to the Enhanced Community Quarantine imposed over Luzon effective 17 March 2020, the Securities and Exchange Commission (SEC) Main Office, as well as Extension Offices and Satellite Offices located in Luzon, is closed until further notice. The SEC will adopt work-from-home arrangements to minimize the disruption brought about by the COVID-19 outbreak in the delivery of public service. In this light, the public is advised to send their queries, requests for clarification and other concerns to the department concerned at the email address indicated below. OFFICES/MATTERS OF CONCERN EMAIL ADDRESS Office of the General Counsel (OGC) En Banc Cases, Appeals, Legal Opinions [emailprotected] [emailprotected] Office of the General Accountant Accreditation of auditing firms, external auditors, financial reporting, audit issues [emailprotected] Company Registration and Monitoring Department Application for registration of companies/Licensing [emailprotected] Status of companies [emailprotected] Corporate records of companies [emailprotected] Status of application for increase of capital [emailprotected] Markets and Securities Regulation Department Registration of equity & debt securities, brokers, dealers, other market participants, Filing of Annual Reports [emailprotected] Corporate Governance and Finance Department Mutual Fund Companies, Corporate Governance, Financing and Lending Companies, Filing of Annual Reports [emailprotected] Enforcement and Investor Protection Department Compliance with Anti-Money Laundering Act (AMLA) requirements, investigation, cease and desist order (CDO), and revocation proceedings [emailprotected] [emailprotected] Information & Communications Technology Dept. Filing of Audited Financial Statements (AFS), General Information Sheet (GIS), request for plain or authenticated copy of SEC documents [emailprotected] Economic Research and Training Department Certification Seminars, Certification Exam [emailprotected] Financial Management Department Payment of filing fees [emailprotected] [emailprotected] [emailprotected] Human Resource and Administrative Department [emailprotected] Bidding and Awards Committee (BAC) [emailprotected] SEC Baguio [emailprotected] SEC Tarlac [emailprotected] SEC Legazpi [emailprotected]