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2022 SEC NOTICE SEC CONTACT CENTER MATTERS OF CONCERN EMAIL ADDRESS/WEBSITE PHONE NUMBER Information & Communications Technology Department Enrollment in the SEC Online Submission Tool (OST) or Electronic Filing and Submission Tool (eFAST) [emailprotected] [emailprotected] To learn about the requirements and procedures, please watch: https://fb.watch/b9NsMvqVxE/ 0927-034-8644 0930-838-7924 0930-838-7807 0927-034-8654 0930-838-7938 0966-876-0267 0975-223-3958 Online Submission of Annual Financial Statements (AFS), General Information Sheet (GIS) and Other Reports using the eFAST 0997-093-6460 0966-429-1332 Request for Copies of SEC documents https://secexpress.ph 8737-8888 Company Registration and Monitoring Department Request for Monitoring and Status of Ordinary Domestic Corporations [emailprotected] Request for Regular Monitoring of Foreign Corporations (Branch Offices, Representative Office, Regional Headquarters (RHQ) and Regional Operating Headquarters (ROHQ)) [emailprotected] Request for Monitoring with Amendment and Other Applications [emailprotected] Petition to Lift Order of Revocation/Suspension [emailprotected] Monitoring Inquiries 0956-885-3615 Public Assistance Service of CRMD by Answering Email Queries [emailprotected] Inquiries of Pending Applications/Submission of Supplemental Requirements for Registrant OPC (e.g., FIA Forms/Authenticated Board Resolutions) [emailprotected] Inquiries on Pending Applications/Submission of Supplemental Requirements for Registrant Corporations with Less than Five Incorporators (e.g., FIA Forms/Authenticated Board Resolutions) [emailprotected] Inquiries of Pending Applications/Submission of Supplemental Requirements for Registrant Regular Corporations (5 to 15 Incorporators) (e.g., FIA Forms/Authenticated Board Resolutions) [emailprotected] Inquiries on Status of Issuance of Certificates of Incorporation [emailprotected] Application for Amendment of Articles of Incorporation other than Article VII/By-laws and Articles of Partnership [emailprotected] Application for Amendment/Conversion of SEC Licenses of Foreign Corporations/Withdrawal of SEC License/Substitution of Resident Agent [emailprotected] Inquiries on Status of Issuance of Certificates of Amendment of Articles of Incorporation, By-laws/License [emailprotected] Actions (Two Party Complaints/Petitions) such as: Petition for Revocation, Change of Name, Voluntary Dissolution not prejudicial to the interests of creditors and Other complaints that may fall within CRMD jurisdiction under 2016 Rules of Procedures [emailprotected] Petition for Correction [emailprotected] Follow-up/Inquiry on status of applications for registration and amendment 0956-885-3714 Public Assistance/Follow-up of CPRD Applications 0956-885-3712 Public Assistance Queries 0998-841-3548 8818-7187 8818-8803 Amendments of Secondary License (Additional/Removal of Funds) [emailprotected] Transfer Agent Renewal [emailprotected] Request for issuance of Certificate of Paid-up capital/Capital structure [emailprotected] Petition for Cancellation or Substitution of Payment in relation to the use of properties that require Ownership Registration as Paid-up Capital (SEC Memorandum Circular No. 14, Series of 2013) [emailprotected] Application of Corporate Reorganization [emailprotected] Creation of APIC, Confirmation of Valuation and Property Dividend Application [emailprotected] Issuance of Acknowledgment Letter for Cash Dividend and Stock Dividend [emailprotected] Quasi Reorganization and Equity restructuring [emailprotected] Article 7 (Increase and Decrease of Capital Stock) reclassification/declassification/ conversion of shares and change par [emailprotected] Monitoring for FAAD Applications [emailprotected] Inquiries of requirements and/or procedures of applications under FAAD and other related concerns and clarifications 0977-603-5915 Request for Certificates of No Derogatory Records/Affirmative/Negative [emailprotected] Request of Authenticated Copies for Government Agencies [emailprotected] Follow up and query of all kinds of Certificates, Certified True Copies (CTC) of documents, registration and loss of books, monitoring clearance 0945-570-3964 Corporate Governance and Finance Department Corporate Governance, Mutual Fund Companies, Financing and Lending Companies, Foundations, Accredited Microfinance NGOs [emailprotected] 0967-365-7324 0926-017-0248 Markets and Securities Regulation Department Securities Registration Division PLCs and other regulated entities Registration of Securities Structured Reports Market and Intermediaries Division Brokers, Dealers, Other Market Participants, Publicly Listed Companies Filing of Annual Reports and Other Regulatory Reports [emailprotected] 0916-383-8633 Enforcement and Investor Protection Department Investigation, Cease and Desist Order (CDO), Revocation Proceedings [emailprotected] 0961-519-7829 0931-141-0788 0951-949-8920 0961-713-1472 0951-656-5571 8818-6337 8818-0921 (loc. 208) 8818-0921 (loc. 280) Mandatory Disclosure Form (MDF), Compliance with Anti-Money Laundering Act (AMLA) Requirements, Investigation, Cease and Desist Order (CDO), Revocation Proceedings [emailprotected] Economic Research and Training Department Certification Examinations and Seminar [emailprotected] 0998-841-3545 Top 1,000 Corporations Publication and Certification of Company Rank [emailprotected] 0998-841-3544 Statistics Financial Management Department Payment of Filing Fees [emailprotected] [emailprotected] [emailprotected] 0966-527-2050 Office of the General Counsel Filing of Petition and Appeal [emailprotected] Filing of Request for Legal Opinion Public Assistance on Legal Queries Office of the General Accountant Accreditation of Auditing Firms, External Auditors, Financial Reporting, Audit Issues [emailprotected] 0961-605-1968 8818-9763; and 8818-6120 Office of the Commission Secretary Request for Certified True Copy of Resolution [emailprotected] 8291-9613 0969-479-1718 SEC Extension Offices SEC Baguio [emailprotected] 0945-356-4001 0939-325-3657 (074) 309-5804 SEC Tarlac Increase in capital/eSPARC [emailprotected] 0992-379-2157 SEC eSPARC 0926-902-2405 Amendments 0931-791-4841 Monitoring 0915-358-1041 0992-379-2110 OST, Receiving, CTC 0950-029-5715 Other inquiries 0948-133-2685 SEC Legazpi Reportorial Requirements Online Submission Tool Requests for Certificate of Good Standing Monitoring [emailprotected] 0915-354-4131 Company Registration Requests for authenticated copies of documents Other concerns 0929-883-1917 Amendments 0977-039-2820 SEC Cebu Information/Officer of the Day [emailprotected] 0915-590-7180 Records (032) 416-9339 Releasing (032) 412-7091 Monitoring/Legal/Accounting (032) 412-7091 SEC Cebu Satellite Office (Robinsons Galleria) 0969-211-9012 SEC Bacolod [emailprotected] [emailprotected] (034) 445-5713 (034) 445-5174 09616035772 09055688256 SEC Iloilo [emailprotected] [emailprotected] (033) 337-9984 (033) 335-0025 SEC Cagayan de Oro [emailprotected] (088) 857-7225 (088) 327-3309 SEC Davao [emailprotected] 0915-327-4459 0933-455-3547 SEC Zamboanga [emailprotected] [emailprotected] (062) 991-7163 0956-226-0229
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