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General Information Sheet and Audited Financial Statements

SEC Notice • Securities and Exchange Commission • Notices

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2015 SEC NOTICE NO PRE-SCREENING shall be done on the General Information Sheet (GIS) and Audited Financial Statements (AFS) submitted at the Central Receiving Unit (CRU), ERMD. However, the FORM and CONTENTS of reports shall be subject to review by the Commission which may impose fines and/or penalties for verified violation of existing laws, SEC rules and regulations. All filers must ensure completeness of reports submitted. For your guidance and convenience, see Checklist below. cHAaEC ANNEX A Checklist for Components of General Information Sheet Checklist for Components of Financial Statements for Stock Corporations Checklist for Components of Financial Statements for Non-Stock Corporations, Branch and Regional Offices

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