Certification Seminar for Prospective Compliance Officers (CO)/Associated Persons (AP)

2017 SEC NOTICE CERTIFICATION SEMINAR FOR PROSPECTIVE COMPLIANCE OFFICERS (CO)/ASSOCIATED PERSONS (AP) DATE : 13-14 December 2017 TIME : 9:00 AM to 5:00 PM VENUE : Meeting Room 10 How to Register 1. Submit a fully accomplished registration form personally or through your authorized representative to Ms. Abigail Camus at Economic Research and Training Department (ERTD) . The registration form can be downloaded from this link. ETHIDa http://www.sec.gov.ph/wp-content/uploads/2017/09/2017_CPCO-AP_Rev-Sept-INTERIM.pdf Securities and Exchange Commission West Wing, Ground Floor, Secretariat Building, PICC, Pasay City 8:00am-5:00pm 2. Wait for the issuance of your Payment Assessment Form (PAF). Registration fee is PhP9,600 and is non-refundable . 3. Pay to the cashier. Aside from cash payment, we also accept manager's check payable to the Securities and Exchange Commission. 4. After payment, return to ERTD and submit the cashier-validated PAF for proper documentation. Deadline for registration is 12:00 nn, Tuesday, 12 December 2017 . We can only accommodate 60 participants . Registration is on a first-come, first-served basis . For your questions/clarifications, please call the Ms. Camus at contact numbers 818-7256/818-0921 local 243/0917-5769108. By: Training Division, ERTD Noted: (SGD.) LILIA O. PINZON Officer-in-Charge, ERTD ATTACHMENT Certification Program for Compliance Officers/Associated Persons (CPCO/AP) Registration Form