Submission of Special Form for Financial Statements of Broker Dealers in Securities
SEC Memorandum Circular No. 08-01 • Securities and Exchange Commission • Memorandum Circulars • Aug 6, 2001
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August 6, 2001 SEC MEMORANDUM CIRCULAR NO. 08-01 TO : All Registered Broker Dealers in Securities RE : Submission of Special Form for Financial Statements of Broker Dealers in Securities In compliance with SRC Rule 52.1-5 Annual Audited Financial Reports (AAFR) of Broker Dealers , all registered Broker Dealers in securities are hereby directed to file annually six (6) copies within one hundred ten (110) days with Commission the Special Form For Financial Statements of Broker Dealers in Securities. Likewise, the said form shall be the basis to properly monitor the AAFR and for a standard monthly net capital computation for all broker dealers. Attached is the Special Form for Financial Statements of Broker Dealers in Securities. This Memorandum Circular shall take effect immediately. August 6, 2001. Mandaluyong City, Philippines. (SGD.) LILIA R. BAUTISTA Chairperson ATTACHMENT Special Form for Financial Statements of Broker Dealers in Securities
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