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In the Matter of Unifinancial Corporation

SEC-IPSD FC Order No. 103-12 (Order of Revocation) • Securities and Exchange Commission Departments • Investor Protection and Surveillance Department (IPSD) • Aug 6, 2012

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August 6, 2012 SEC-IPSD FC ORDER NO. 103-12 IN THE MATTER OF UNIFINANCIAL CORPORATION ORDER OF REVOCATION The records on file with this Commission show that Unifinancial Corporation failed to comply with the reportorial and other requirements of the Financing Company Act of 1998 and its Implementing Rules and Regulations and to pay the annual fees for 2005 up to present and the corresponding penalties for said violations. Based on the ocular inspection/on-site audit conducted by an SEC Specialist on 09 March 2012 in the principal office of the company at 212 C. Santos St.,Bo. Ugong, Pasig City, the company did not commenced operation. Said address is now being occupied by Unisphere, a merchandising company also owned by Mr. Carlos P. Ty (Mr. Ty),the president of Unifinancial Corporation. A staff of Mr. Ty stated that she is not aware of any financing activity of the company. The same statement was likewise expressed by the security personnel of Unisphere. The accountant of Unifinancial Corporation confirmed that the company has never operated as a financing company, has no definite plan of operating in the future and has no intention to comply with the directives of the Commission pertaining to reportorial and other requirements for financing companies. Pursuant to the resolution of the Commission in its meeting on 26 July 2012, the company's Certificate of Authority (CA) to operate as a financing company is hereby REVOKED. Let a Copy of this Order be sent to the principal address of the company and posted in the Commission's official website for the information and guidance of the public. SO ORDERED. TICaEc August 6, 2012, Mandaluyong City. (SGD.) JOSE P. AQUINO Director

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