Conduct of a Certification Seminar for Phase 2 (Prospective Equities Securities Salesmen) of the SEC Certification Examination on September 10 & 11, 2019

July 9, 2019 ECONOMIC RESEARCH AND TRAINING DEPARTMENT TO : All Interested Parties (Auditing Firms and External Auditors) SUBJECT : Conduct of a Certification Seminar for Phase 2 (Prospective Equities Securities Salesmen) of the SEC Certification Examination on September 10 & 11, 2019 NOTICE Notice is hereby given to all concerned that the Commission will be conducting a two-day Certification Seminar for Prospective Equities Securities Salesmen on 10-11 September 2019 . The seminar will be held at Banquet Hall 3, 2nd Floor, Secretariat Building, Philippine International Convention Center, Roxas Boulevard, Pasay City. All interested participants are encouraged to file their accomplished registration forms on or before 5:00 p.m. of Friday, 30 August 2019 . Registration to this seminar, however, will be on a first-come, first-served basis due to limited slots. Therefore, registration will be closed once all available slots are filled. The Certification Seminar for Prospective Equities Securities Salesmen is designed to help prospective capital market professionals prepare for the SEC Certification Examination for Phase 2. It is a prerequisite to taking Phase 2 of the Certification/Licensure Examination, hence mandatory for all prospective capital market professionals, who plan to apply for a license as Equities Securities Salesman. Interested seminar participants must submit their accomplished registration forms to Ms. Abigail M. Camus of the Training Division, Economic Research and Training Department (ERTD), which is located at the West Wing, Ground Floor, Secretariat Building, PICC. Ms. Camus may be reached through telephone number (02) 818-7256 or email address [emailprotected] . Registration forms are downloadable from the SEC website through this link: http://www.sec.gov.ph/services-2/capital-market-professionals-3/certification-examination-and-results/ . A seminar fee of Nine Thousand Six Hundred Pesos (P9,600.00) shall also be paid upon submission of the registration form. It shall cover the seminar materials, meals for the two-day seminar, and related expenses. It must be paid in Cash or Manager's Check payable to the Securities and Exchange Commission. Issued on July 9, 2019. ETHIDa (SGD.) ROSE ANN S. ESPIRITU Officer-in-Charge ATTACHMENT Certification Seminar Phase 2