SEC Certification Webinar for Phase 1 Schedule and Application Procedure

August 9, 2022 ECONOMIC RESEARCH AND TRAINING DEPARTMENT TO : All Prospective Capital Market Professionals SUBJECT : SEC Certification Webinar for Phase 1 Schedule and Application Procedure NOTICE The Training Division (TD) of the Economic Research and Training Department (ERTD) will conduct a Certification Webinar for the Phase 1 of the SEC Certification Examination on 22-23 September 2022. The webinar is open for all interested individuals, especially those who will be taking the Certification Examination for Phase 1. The webinar will cover all modules under the Phase 1, as follows: CERTIFICATION EXAMINATION PHASE 1 Module Topic Module 1 Fundamentals of Securities Module 2 Economic Principles and Market Theories Module 3 Securities Regulation Module 4 Corporate Governance Module 5 Risk Management Module 6 Anti-Money Laundering The two-day webinar will be conducted live using the Zoom platform. A Question and Answer session with the Resource Person is allotted after every module discussion. It must be noted, however, that the webinar is not a review-type session. I. Webinar Schedule Date and Time of Webinar Registration Period 22-23 September 2022 (Thursday and Friday); 8:00am-5:00pm 9 August-9 September 2022 II. Online Application Application Form Link https://bit.ly/Phase1WebinarBatch2Signup 1. Completely fill out and submit the Application Form in the link. The application is on a first-come, first-served basis and will be closed once all available slots are filled. 2. Successfully registered applicants will receive a Payment Assessment Form (PAF) through email. Payment should be made within the registration period. Failure to do so will mean automatic forfeiture of the reserved slot for the webinar. 3. Immediately after payment, applicants must send a photo or scanned copy of the proof of payment (SEC official receipt (OR)/electronic OR or validated Landbank deposit slip) through the same email thread wherein the PAF was issued. Applicants who paid through Landbank must also include in the email the date and the Landbank branch where the transaction was made. 4. Once payment is verified, the applicant will receive the confirmation, webinar details and webinar materials through email from [emailprotected]. III. Webinar Fee Payment Options The webinar fee is PhP7,000.00 per participant, inclusive of soft copy of webinar materials. Payment is non-refundable and shall be forfeited if not availed on the scheduled webinar. For corporate bulk payment, please advise the TD by sending an email to [emailprotected]. Payment options: 1. Electronic System for Payment to SEC (eSPAYSEC) Online payment via debit card, credit card, PayMaya wallet or GCash. Transaction fees will apply. Access the eSPAYSEC . Watch the instructional video . 2. SEC Headquarters-Cashier Location: Ground Floor, The SEC Headquarters, 7907 Makati Avenue, Salcedo Village, Barangay Bel-Air, Makati City (formerly UCPB Building) Schedule: 8:00 am to 3:00 pm, Monday to Friday (except holidays) Payment must be in Cash or Manager's Check payable to the Securities and Exchange Commission. A hard copy of the PAF should be presented upon payment. 3. SEC Office in Pasay City Location: West Wing, Ground Floor, Secretariat Building, PICC Complex, Pasay City Schedule: 8:00 am to 3:00 pm, Monday to Friday (except holidays) Contact number: 8818-5825 Payment must be in Cash or Manager's Check payable to the Securities and Exchange Commission. A hard copy of the PAF should be presented upon payment. 4. Any Landbank Branch (Over-the-Counter) The SEC Landbank account details will be sent to applicants, and the validated deposit slip will serve as the proof of payment. No official receipt will be issued by the SEC. Access the Landbank branch locator . Applicants who already have a copy of the SEC account number specific for the webinars are advised to wait for the issuance of PAF before making any transactions with Landbank. A hard copy of the PAF should be presented upon payment. The webinar schedule is subject to change in compliance with applicable public health guidelines and/or public declaration of work suspension or non-working holiday that may take effect within the period covered. Should any of these arise, the concerned participants will be notified accordingly of the new webinar schedule. Should there be further queries on the foregoing, please feel free to get in touch with the ERTD-Training Division through email address [emailprotected] or mobile number (+63) 998-841-3545.