SEC-EIPD Notice
SEC-EIPD Notice • Securities and Exchange Commission Departments • Enforcement and Investor Protection Department (EIPD)
Full text
2021 ENFORCEMENT AND INVESTOR PROTECTION DEPARTMENT TO : All Officers and Directors of SEC Registered Financing Companies and Lending Companies NOTICE The Securities and Exchange Commission invites you to a webinar on the Overview of the Results of Money Laundering and Terrorist Financing (ML/TF) Risk Assessment of the Financing Companies and Lending Companies Sector on 18 March 2021 (Thursday) at 1:30PM to 4:30PM via Zoom. Pre-registration is required. Attendance is on a "first-come, first-served" basis . To register, please fill out the online registration form through the following link: https://forms.gle/PEDscNng5ePzLUH36 The SEC will implement a strict policy on non-admission of unregistered participants.
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