Rising Opportunity International (ROI) Business
SEC-EIPD Advisory • Securities and Exchange Commission Departments • Enforcement and Investor Protection Department (EIPD) • Aug 3, 2021
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August 3, 2021 ENFORCEMENT AND INVESTOR PROTECTION DEPARTMENT SEC ADVISORY The Securities and Exchange Commission ("Commission") has received information that individuals or group of persons representing RISING OPPORTUNITY INTERNATIONAL (ROI) BUSINESS/ROI BUSINESS DEVELOPMENT SERVICES owned and operated by JAYSON REGAON NUEVAESPAA , have been soliciting investment from the public. Based on information gathered by the Commission, RISING OPPORTUNITY INTERNATIONAL (ROI) BUSINESS/ROI BUSINESS DEVELOPMENT SERVICES offers the following compensation plans: Under ROI's program, a member may invest for as low P500.00 up to P50,000.00 and promises, depending on the selected plan, i.e. , Starting Plan, Elite Trading System Plan, Premium Dealer System Plan and Partnership Plan, a return on investment ranging from P600 up to P90,000 or 120%-150% return for 10, 15, 20 or 30 days . Part of ROI's scheme is to issue an "investment contract" which shall serve as the client's agreement with the company: Based on records, RISING OPPORTUNITY INTERNATIONAL (ROI) BUSINESS/ROI BUSINESS DEVELOPMENT SERVICES/ROI SYSTEM is not registered with the Commission as a corporation or partnership. It is not authorized to solicit investments from the public as this entity did not secure prior registration and/or license to solicit investments from the Commission as prescribed under Section 8 of the Securities Regulation Code. The public is hereby warned that the investment schemes being propagated by RISING OPPORTUNITY INTERNATIONAL (ROI) BUSINESS/ROI BUSINESS DEVELOPMENT SERVICES/ROI SYSTEM are considered as securities in the nature of investment contracts subject to the regulatory authority of this Commission. The offering and selling of securities to the public without a permit or license is a violation of Section 8.1. of the Securities Regulation Code. Accordingly, those who invite or recruit other people to join or invest in this venture or offer investment contracts or securities to the public may be held criminally liable under Section 28 of the SRC penalized with a maximum fine of Five Million Pesos (P5,000,000.00) or imprisonment of Twenty-One (21) years or both pursuant to Section 73 of the SRC (SEC vs. Oudine Santos, G.R. No. 195542, 19 March 2014) . In view thereof, the public is hereby advised to exercise caution before investing in these kinds of activities and to take the necessary precautions in dealing with RISING OPPORTUNITY INTERNATIONAL (ROI) BUSINESS/ROI BUSINESS DEVELOPMENT SERVICES/ROI SYSTEM and its representatives. In view thereof, the public is further advised NOT TO INVEST or TO STOP INVESTING in any investment scheme being offered by aforesaid entities/individuals. Should you have any information regarding the operation of the subject entity, please call the Enforcement and Investor Protection Department at telephone number 8818-6047 or send your report to the EIPD at [emailprotected] . For the guidance of the public. Pasay City, August 3, 2021.
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