Dela Rosa Trading Co./DRB/DRTC

April 7, 2022 ENFORCEMENT AND INVESTOR PROTECTION DEPARTMENT SEC ADVISORY The Securities and Exchange Commission ("Commission") has received information that individuals or group of persons representing DELA ROSA TRADING COMPANY/DRB/DRTC have been soliciting investments from the public. "Dela Rosa Trading Company is a collaboration of two minor companies. The Dela Rosa Food Products Trading and Dela Rosa Clothing Trading located in Tuguegarao City. It was founded in Mid 2020 and was established in 2022. Dela Rosa Trading is owned and managed by Rodalyn Morga Dela Rosa, a business woman and a master trader specializing in Crypto Currency. " Dela Rosa Trading Company (DRTC) is operated by Dela Rosa Food Products Trading with DTI Business Certificate No. 3711782 issued on 13 March 2022 operated by a certain RODALYN MORGA DELA ROSA . However, the Business Name Registration System of the DTI does not show a Dela Rosa Clothing and Trading and Dela Rosa Trading Company. The agents of DELA ROSA TRADING COMPANY showed that the public are enticed to invest, depending on the Lock-in Time Frame (8 days or 15 days Time Frame), an amount ranging from 1,000 up to 100,000 pesos would earn income ranging from 1,450 up to 205,000 or 50% ROI in 8 days and 100% ROI in 15 days . Further, investors are further enticed by rewarding those who publicly offered DELA ROSA TRADING COMPANY's scheme by giving a direct referral incentive (5% and 10% commission) to spread its activities to entice fresh new capital. Investors are instructed to pay thru the UNIONBANK personal savings account of RODALYN MORGA DELA ROSA . Please be advised that the categories/plans offered by DELA ROSA TRADING COMPANY/DRB/DRT clearly falls under the definition of securities in the form of investment contracts which are mandated by Republic Act No. 8799 or the Securities Regulation Code of the Philippines be registered with the Commission before these securities are offered to the public. DELA ROSA TRADING COMPANY/DRB/DRT is not authorized to solicit investments from the public as these entities are NOT REGISTERED with the Commission and cannot therefore secure prior registration and/or license to solicit investments from the Commission as prescribed under Section 8 of the Securities Regulation Code. Accordingly, those who invite or recruit other people to join or invest in this venture or offer investment contracts or securities to the public may be held criminally liable under Section 28 of the SRC penalized with a maximum fine of Five Million Pesos (P5,000,000.00) or imprisonment of Twenty One (21) years or both pursuant to Section 73 of the SRC ( SEC vs. Oudine Santos , G.R. No. 195542, 19 March 2014). The public is hereby warned that such investment schemes are considered as securities subject to the regulatory authority of this Commission. The offering and selling of securities to the public without a permit or license is a violation of Section 8.1. of the Securities Regulation Code. In view thereof, the public is hereby advised to exercise caution before investing in these kinds of activities and to take the necessary precautions in dealing DELA ROSA TRADING COMPANY/DRB/DRT and its representatives. In view thereof, the public is further advised NOT TO INVEST or TO STOP INVESTING in any investment scheme being offered by aforesaid entities/individuals. Should you have any information regarding the operation of the subject entity, please call the Enforcement and Investor Protection Department at telephone numbers 8818-6047 or send your report to the EIPD at [emailprotected] . For the guidance of the public. Pasay City, April 7, 2022.