Royal Q/Royal Q Global/Royal Q Mobile App/Royal Quantity Investment Management Co., Limited

October 12, 2021 ENFORCEMENT AND INVESTOR PROTECTION DEPARTMENT SEC ADVISORY Based on information gathered by the Commission, ROYAL Q/ROYAL Q GLOBAL/ROYAL Q MOBILE APP/ROYAL QUANTITY INVESTMENT MANAGEMENT CO., LIMITED is engaged in UNAUTHORIZED investment-taking activities in the Philippines. ROYAL Q/ROYAL Q GLOBAL/ROYAL Q MOBILE APP/ROYAL QUANTITY INVESTMENT MANAGEMENT CO., LIMITED claims that it is a super intelligent app that executes automized operations and monitored in real time through algorithms of big data, adjusting itself by market conditions in real time 24 hours a day and 7 days a week. As posted online, ROYAL Q/ROYAL Q GLOBAL/ROYAL Q MOBILE APP/ROYAL QUANTITY INVESTMENT MANAGEMENT CO., LIMITED claims that it is a profitable robot having lucrative gains with an average daily profit of 0.3%-0.5% or up to 2%-6% per day depending on what membership plan you subscribed . There are six (6) membership plans that you can choose from. To start, you need to download ROYAL Q MOBILE APP available in App Store and Google Play. Then you need to connect to either Binance or Huobi (both crypto trading platform) through API Management . An initial capital/investment/activation fee amounting to One Hundred Twenty Dollars ($120) for annual subscription or its equivalent in Philippine Currency is needed to activate the account plus Twenty Dollars $20 for gas fee or fuel fee. In addition, their investors can also earn from: (1) direct referral ranging from 30% or $30 dollars up to 70% or $70; (2) dividend bonus from 20% up to 60% on the performance fee of 20% of the profits generated by the bot, each time it makes profit for the users directly in the respective stalls; and (3) lastly, 5% pairing bonus and 5% global dividends. Briefly, an "investment contract" exists when there is an investment or placement of money in a common enterprise with a reasonable expectation of profits to be derived from the efforts of others which is prominent in the scheme of ROYAL Q/ROYAL Q GLOBAL/ROYAL Q MOBILE APP/ROYAL QUANTITY INVESTMENT MANAGEMENT CO., LIMITED. As such, the Securities Regulation Code (SRC) requires that said offer and sale of securities must be duly registered with the Commission and that the concerned entity and/or its agents should have the appropriate registration and/or license to sell such securities to the public. Based on the Commission's database, ROYAL Q/ROYAL Q GLOBAL/ROYAL Q MOBILE APP/ROYAL QUANTITY INVESTMENT MANAGEMENT CO., LIMITED , is NOT REGISTERED as a corporation or partnership and OPERATES WITHOUT THE NECESSARY LICENSE AND/OR AUTHORITY to solicit, accept or take investments/placements from the public nor to issue investment contracts and other forms of securities defined under Section 3 of the Securities Regulation Code (SRC) . Further, the scheme employed by ROYAL Q/ROYAL Q GLOBAL/ROYAL Q MOBILE APP/ROYAL QUANTITY INVESTMENT MANAGEMENT CO., LIMITED , shows indication of a possible "Ponzi Scheme" where monies from new investors are used in paying "fake profits" to prior investors and is designed mainly to favor its top recruiters and prior risk takers and is detrimental to subsequent members in case of scarcity of new investors. The offering and selling of securities in the form of investment contracts using the "Ponzi Scheme" which is fraudulent and unsustainable, is NOT a registrable security. The Commission will not issue a License to Sell Securities to the Public to persons or entities that are engaged in this business or scheme. In view thereof, the public is hereby advised to STOP INVESTING in the investment scheme being offered by ROYAL Q/ROYAL Q GLOBAL/ROYAL Q MOBILE APP/ROYAL QUANTITY INVESTMENT MANAGEMENT CO., LIMITED , and its representatives . Those who act as salesmen, brokers, dealers or agents of ROYAL Q/ROYAL Q GLOBAL/ROYAL Q MOBILE APP/ROYAL QUANTITY INVESTMENT MANAGEMENT CO., LIMITED , in selling or convincing people to invest in the investment scheme being offered by the said entity including soliciting investments or recruiting investors through the internet may be held criminally liable under Section 28 of the SRC and penalized with a maximum fine of Five Million Pesos (Php5,000,000.00) or imprisonment of Twenty One (21) years or both pursuant to Section 73 of the SRC (SEC vs. Oudine Santos, G.R. No. 195542, 19 March 2014) . Furthermore, the names of all those involved will be reported to the Bureau of Internal Revenue (BIR) so that the appropriate penalties and/or taxes be correspondingly assessed. Should you have any information regarding the operation of ROYAL Q/ROYAL Q GLOBAL/ROYAL Q MOBILE APP/ROYAL QUANTITY INVESTMENT MANAGEMENT CO., LIMITED , and its representatives, please send your report through email at [emailprotected] For the information and guidance of the public. Pasay City, October 12, 2021.