Registration of Securities Under the Securities Regulation Code - One Wealthy Nation Fund, Inc.
SEC-CGFD Order No. 101-13 • Securities and Exchange Commission Departments • Corporate Governance and Finance Department (CGFD) • Dec 17, 2013
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December 17, 2013 SEC-CGFD ORDER NO. 101-13 IN THE MATTER OF THE ONE WEALTHY NATION FUND, INC. , registrant. REGISTRATION OF SECURITIES UNDER THE SECURITIES REGULATION CODE ORDER Upon consideration of the Registration Statement and other papers and documents attached thereto which were filed on behalf of ONE WEALTHY NATION FUND, INC., the Commission, in its meeting on November 21, 2013, resolved (1) to approve the application of said corporation to act as an investment company under the Investment Company Act and (2) to render effective its Registration Statement covering One Hundred Million (100,000,000) common shares with a par value of One Peso (P1.00), representing its entire authorized capital stock, subject to compliance with the reporting and other requirements of the Securities Regulation Code, Investment Company Act and their Implementing Rules and Regulations, Revised Code of Corporate Governance and to further orders of the Securities and Exchange Commission. A Certificate of Permit to Offer Securities for Sale authorizing the sale of said securities is issued with this ORDER. Let a copy of this ORDER be published at the expense of the corporation once a week for two (2) consecutive weeks in two (2) newspapers of general circulation in the Philippines within ten (10) days from the date of this ORDER. The subject company is hereby directed to furnish the Commission with a copy of the affidavit of publication of this ORDER. Further, the company is directed to upload its final prospectus in its website www.fami.com.ph. SO ORDERED. December 17, 2013, EDSA, Greenhills, City of Mandaluyong, Metro Manila, Philippines. caAICE (SGD.) JUSTINA F. CALLANGAN Acting Director ATTACHMENT Certificate of Permit to Offer Securities for Sale
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