In the Matter of the Sun Life Prosperity World Voyager Fund, Inc.
SEC-CGFD Order No. 056-16 • Securities and Exchange Commission Departments • Corporate Governance and Finance Department (CGFD) • Mar 22, 2016
Full text
March 22, 2016 SEC-CGFD ORDER NO. 056-16 IN THE MATTER OF THE SUN LIFE PROSPERITY WORLD VOYAGER FUND, INC. , registrant . REGISTRATION OF SECURITIES UNDER THE SECURITIES REGULATION CODE ORDER Upon consideration of the Registration Statement and other papers and documents attached thereto which were filed on behalf of SUN LIFE PROSPERITY WORLD VOYAGER FUND, INC., the Commission, in its meeting on March 15, 2016, resolved (1) to approve the application of said corporation to act as an investment company under the Investment Company Act and (2) to render effective its Registration Statement covering Six Million (6,000,000) common shares with a par value of One Peso (P1.00) representing its entire authorized capital stock, subject to compliance with the reporting and other requirements of the Securities Regulation Code, Investment Company Act and their Implementing Rules and Regulations, Revised Code of Corporate Governance, to further orders of the Securities and Exchange Commission including the policy or position the Commission may issue or take on the charging of Distribution Fees and Transfer Agency Fees. A Certificate of Permit to Offer Securities for Sale authorizing the sale of said securities is issued with this ORDER. Let a copy of this ORDER be published at the expense of the corporation once a week for two (2) consecutive weeks in two (2) newspapers of general circulation in the Philippines within ten (10) days from the date of this ORDER. The subject company is hereby directed to furnish the Commission with a copy of the affidavit of publication of this ORDER. Further, the company is directed to upload its final prospectus in its website www.sunlifefunds.com.ph . SO ORDERED. CAIHTE March 22, 2016, EDSA, Greenhills, City of Mandaluyong, Metro Manila, Philippines. (SGD.) JUSTINA F. CALLANGAN Director ATTACHMENT Certificate of Permit to Offer Securities for Sale
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