In re Legacy GS Fund, Inc.
SEC-CFD Order No. 151-07 • Securities and Exchange Commission Departments • Corporate Governance and Finance Department (CGFD) • Sep 13, 2007
Full text
September 13, 2007 SEC-CFD ORDER NO. 151-07 IN THE MATTER OF LEGACY GS FUND, INC. VIOLATION OF SECTION 17.1 OF THE SECURITIES REGULATION C OD E ORDER Legacy GS Fund, Inc. having violated Section 17.1 of the Securities Regulation Code for the late filing of its 1st Quarter Report (SEC Form 17-Q) for the period ending March 31, 2007, was penalized in the amount of Eighty One Thousand Five Hundred Pesos (P81,500.00) which it paid on September 11, 2007 under Official Receipt Number 005489890. By this Order, the company is warned that, henceforth, it shall endeavor to take such measures that will ensure faithful compliance with its reportorial obligations. Otherwise, the Commission shall impose a heavier penalty upon the corporation and/or its responsible officers as warranted under SEC Memorandum Circular No. 6, Series of 2005 (Consolidated Scale of Fines). SO ORDERED. EDSA, Greenhills, Mandaluyong City, Philippines, September 13, 2007. SECHIA (SGD.) JUSTINA F. CALLANGAN Director
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