Skip to main content

Registration of Securities - Alliance Global Group, Inc.

SEC-CFD Notice • Securities and Exchange Commission Departments • Corporate Governance and Finance Department (CGFD)

Full text

2007 CORPORATION FINANCE DEPARTMENT IN THE MATTER OF ALLIANCE GLOBAL GROUP, INC. REGISTRATION OF SECURITIES NOTICE Notice is hereby given that on 23 March 2007, a sworn registration statement was filed with the Securities and Exchange Commission for and on behalf of ALLIANCE GLOBAL GROUP, INC. for the registration of the following: (i) Up to 1,800,000,000 unissued common shares to be offered and sold by way of a primary offering; (ii) Up to 1,330,435,000 outstanding shares that may be offered and sold by way of a secondary offering; and (iii) Up to 470,000,000 unissued or outstanding shares to cover any over-allotment. The offer price shall be determined by management, based on the market price of the shares of Alliance Global Group, Inc. at the Philippine Stock Exchange, and which price shall be a maximum of Eight Pesos (PhP8.00) per share. DICSaH According to the papers presented, the following persons are the officers/directors of the Corporation: NAME POSITION Andrew L. Tan Chairman and Chief Executive Officer George T. Yang Vice Chairman Kingson U. Sian Director, President and Chief Operating Officer Katherine L. Tan Director and Treasurer Renato M. Piezas Director and Corporate Secretary Winston S. Co Director Alejo L. Villanueva, Jr. Director Dina D. Inting First Vice President for Finance, Corporate Information Officer and Compliance Officer Rolando M. Siatela Assistant Corporate Secretary Said registration statement and other papers/documents attached thereto are open to inspection by interested parties during business hours and copies thereof, photostatic or otherwise, shall be furnished to every party at such reasonable fees as the Commission may prescribe. (SGD.) JUSTINA F. CALLANGAN Director Published in The Manila Times on April 24 & 30, 2007.

Ask what this means for your situation

The assistant quotes the passage it relies on and links the source, so you can check every figure it gives you.