Requiring All Commodity Futures Brokers/Commission Merchants to Display the Names of Its Duly Licensed Salesmen/Investment Consultants/Trading Advisors
SEC-BED Memorandum Circular No. 12-87 • Securities and Exchange Commission Departments • Markets and Securities Regulation Department (MSRD) • Aug 31, 1987
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August 31, 1987 SEC-BED * MEMORANDUM CIRCULAR NO. 12-87 Effective immediately, all commodity futures brokers/commission merchants are required to display in a conspicuous place in their office preferably in their bulletin boards where information, notices or materials of interest to investors are posted, the names of all its duly licensed Salesmen/Investment Consultants/Trading Advisors. Further, at the request of prospective investors/clients, commodity futures commission merchants/brokers are required to furnish copy of a list of such licensed associated persons. (SGD.) MONICO V. JACOB Associate Commissioner
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