Submission of Annual Audited Financial Reports of Brokers and Dealers
PSE Memo for Brokers No. 148-98 • Philippine Stock Exchange • Memo for Brokers • Mar 27, 1998
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March 27, 1998 PSE MEMO FOR BROKERS NO. 148-98 SUBJECT : Submission of Annual Audited Financial Reports of Brokers and Dealers With reference to RSA Rule 37 (a) 6 {" Annual Audited Financial Reports of Brokers and Dealers "}, please be reminded that the deadline for submission of audited financial statements is 105 days after the close of your fiscal year [i.e. April 15, 1998 for calendar year ending December 31, 1997]. One original and one conformed copy of the Reports on SEC Form 37-AR should be filed with the Commission. Members shall simultaneously provide a copy of such report to the Exchange [RSA Rule 37 (a) 6 (b)] through the Compliance Audit Department of the Compliance & Surveillance Group. LexLib Should you have any questions, please call us at telephone no. 636-0122 locals 820 & 713. For your information and guidance. (SGD.) JOSE LUIS U. YULO, JR. President & Chief Executive Officer
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