Continuing Education Program for Member-Brokers

February 3, 1998 PSE MEMO FOR BROKERS NO. 034-98 SUBJECT : Continuing Education Program for Member-Brokers Please be informed that the PSE Training Institute in coordination with the Compliance & Surveillance Group [ CSG ] will be conducting a series of seminars for member-brokers and their staff on the Revised Securities Act and its implementing rules, circulars and memoranda. Said seminars will be held at the PSE Training Center and participants may join any one of the six [6] batches, as follows: Batch Inclusive Dates Topics [9 am to 5 pm] 1st February 18-19 Net Capital Rule; Satisfactory Subordination Agreement Rule Margin Rule Customer-Protection Rule Books & Records Rule Sales Practice & Business Conduct Rules Code of Conduct & Professional Ethics for Traders & Salesmen Insider Trading & Price Manipulation 2nd February 25-26 -do- 3rd March 4-5 -do- 4th March 11-12 -do- 5th March 18-19 -do- 6th March 25-26 -do- Reservations will be on a " first-come first served " basis. A minimal fee of P300 will be charged per participant to cover AM/PM snacks for two [2] days and the cost of training materials, etc. Said fee will be included in your monthly billing. LLjur Please accomplish the attached reservation & confirmation slip and send/fax the same to CSG on or before 11 February 1998. For further inquiries, please call the CSG at 636-0122 local 820 & 713. Our facsimile number is 637-8811. (SGD.) JOSE LUIS U. YULO, JR. President/CEO CONTINUING EDUCATION PROGRAM FOR MEMBER-BROKERS RESERVATION & CONFIRMATION SLIP PLEASE COMPLETE ATTACHED FORM AND RETURN/FAX ON OR BEFORE FEB. 11, 1998 TO: COMPLIANCE & SURVEILLANCE GROUP PHILIPPINE STOCK EXCHANGE, INC. Philippine Stock Exchange Center Exchange Road, Ortigas Center Pasig City 1605 Fax No : 637-8811 COMPANY NAME : ___________________________________________________ [ ] Yes , we are attending the seminar on ___________. We are sending the following participants. REPRESENTATIVE/S DESIGNATION (1) _____________________ _________________ (2) _____________________ _________________ [ ] No , we are not interested.