Continuing Education Program for Member-Brokers

January 18, 1999 PSE MEMO FOR BROKERS NO. 028-99 SUBJECT : Continuing Education Program for Member-Brokers Please be informed that the PSE Training Institute in coordination with the Compliance & Surveillance Group (CSG) will be conducting a series of seminars for member-brokers and their staff on the Revised Securities Act and its implementing rules, circulars and memoranda. Said seminars will be held at the PSE Training Center and participants may join any one of the two (2) batches, as follows: llcd Batch Inclusive Dates Topics (9:00 a.m. to 5:00 p.m.) 1st January 25-26 Net Capital Rule; Satisfactory Subordination Agreement Rule Margin Rule Customer-Protection Rule Books & Records Rule Sales Practice & Business Conduct Rules Code of Conduct & Professional Ethics for Traders & Salesmen Insider Trading & Price Manipulation 2nd January 27-28 do Reservations will be on a "first-come first-served" basis. A minimal fee of P350.00 will be charged per participant to cover AM/PM snacks for two (2) days and the cost of training materials. Said fee will be included in your monthly billing. prcd Please accomplish the attached reservation and confirmation slip and send by fax to PSE Training Institute at number 636-0806 on or before Friday, 22 January 1999. For further inquiries, please contact Ms. Ethel L. Tongco or Mr. Mandy F. Austria at 636-0122 to 41 locals 802 and 805. (SGD.) JOSE LUIS U. YULO, JR. President/CEO CONTINUING EDUCATION PROGRAM FOR MEMBER-BROKERS RESERVATION & CONFIRMATION SLIP PLEASE COMPLETE THE FORM BELOW AND RETURN BY FAX ON OR BEFORE FRIDAY, 22 JANUARY 1999 TO: PSE TRAINING INSTITUTE PHILIPPINE STOCK EXCHANGE, INC. Philippine Stock Exchange Center Exchange Road, Ortigas Center Pasig City 1605 FAX NO : 636-0806 COMPANY NAME:________________________________________ [ ] Yes, we are attending the seminar on _________________. We are sending the following participants: REPRESENTATIVE/S DESIGNATION (1) __________________ _____________ (2) __________________ _____________ [ ] No, we are not interested.