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Securities and Exchange Commission Sec Form 11-C Current Report Under Section 11 of the Revised Securities Act (RSA) And Rsa Rule 11(a)-1(b)(3) Thereunder

PSE Circular for Brokers No. 2281-99 • Philippine Stock Exchange • Circulars for Brokers • Sep 13, 1999

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September 13, 1999 PSE CIRCULAR FOR BROKERS NO. 2281-99 SECURITIES AND EXCHANGE COMMISSION SEC FORM 11-C CURRENT REPORT UNDER SECTION 11 OF THE REVISED SECURITIES ACT (RSA) AND RSA RULE 11 (a) - 1 (b) (3) THEREUNDER 1. September 13, 1999 Date of Report 2. SEC Identification Number : AS093-7946 3. BIR Tax Identification Number : 040-003-831-302 4. Alliance Global, Inc. Exact name of Registrant as specified in its charter 5. Metro Manila Province, country or other Jurisdiction of incorporation or organization 6. (SEC use only) Industry classification code 7. 2nd Floor, Alliance Global Bldg., Eastwood City 188 E Rodriguez, Jr. Avenue (C-5 Road), Bagumbayan, Quezon City, Metro Manila Address of principal office 8. 635-6914 to 17 Registrant's telephone number including area code 9. Securities registered pursuant to Section 4 & 8 of the Revised Securities Act: Title of Each Class Number of Shares of Stock Outstanding Common 369,710,000 10. Indicate the item number/s reported herein: Item 9 (b) - Other Events The Board of Directors of the Registrant approved on the evening of September 10, 1999 the proposed amendment of Article FIRST of its Amended Article of Incorporation changing its corporate name from the present Alliance Global, Inc. to Alliance Global Group, Inc. as well as the proposed amendment of Article SEVENTH of the same Amended Articles of Incorporation increasing its authorized capital stock from the present =P=500 Million to FIVE BILLION PESOS (=P=5,000,000,000.00), Philippine currency, divided into FIVE BILLION (5,000,000,000) shares of common stock with a par value of One Peso (=P=1.00) per share. Of the =P=4.5 Billion increase, =P=1.125 billion shall be subscribed at the price equivalent to the average closing price of the Registrant's shares from the time of listing until September 9, 1999 or at =P=1.376 per share by an existing stockholder, Yorkshire Holdings, Inc. Twenty-five (25%) percent of such subscription shall be paid upon ratification by the stockholders of the proposed authorized capital increase while the remaining seventy-five (75%) percent shall be paid within one hundred twenty (120) days from such ratification. A special stockholders' meeting shall be held on November 26, 1999 at 9:00 o'clock in the morning at the Eastwood City Information Center (Showroom), Eastwood City, 188 E. Rodriguez Jr. Avenue (C-5 Road) corner Eastwood Avenue, Bagumbayan, Quezon City, Metro Manila, for the ratification of the aforesaid proposed amendments. Stockholders as of September 20, 1999 shall be entitled to notice and to vote in the said special stockholders' meetings. SIGNATURE Pursuant to the requirements of the Revised Securities Act, the Registrant has duly cause this report to be signed on its behalf by the undersigned hereunto duly authorized. ALLIANCE GLOBAL, INC. by: (SGD.) DINA INTING Corporate Information Office

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