The Monetary Board, in its Resolution No. 638

June 26, 1995 BSP CIRCULAR NO. 80-95 The Monetary Board, in its Resolution No. 638 dated June 14, 1995, approved the attached amendments of Appendix N-6 (List of Reports Required from Non-Bank Financial Intermediaries) of Item "a" of Section 4161N of the Manual of Regulations for Banks and Other Financial Intermediaries, Book IV, revising the frequency of reporting requirements for Financing Companies (FCs), Lending Investors (LIs), Investment Companies (ICs), Securities Dealers/Brokers (SD/Bs) and Venture Capital Corporations (VCCs) without quasi-banking functions. cd This Circular shall take effect immediately. (SGD.) GABRIEL C. SINGSON Governor APPENDIX N-6 LIST OF REPORTS REQUIRED FROM NON-BANK FINANCIAL INTERMEDIARIES (Appendix to Sec. 4161N.a) Deadline Reporting Frequency for BSP Form No. Subject of Report Institutions of Reporting Submission CBP 7-26-01 Information Sheet PC, IC, VCC, Upon registration Upon registration (B, E, F, G)* SD/B, LI 1/ and whenever and 30 days after changes in such change management occur CBP 7-26-01.1 Bio-data of PC, IC, VCC, Upon registration Upon registration (B, E, F, G)* Directors/ SD/B, LI 1/ and whenever and 30 days after Officers changes in such change management occur CBP 7-26-02 Consolidated PC, IC, VCC, Annually January 30 of (B, E, F, G)* Statement of SD/B, LI 1/ following year Condition CBP 7-26-03 Consolidated PC, IC, VCC, Annually January 30 of (B, E, F, G)* Statement of SD/B, LI 1/ following year Income and Expenses ____________________ 1/Legend *BSP Report Form Control Number PC Financing Companies B IC Investment Companies E VCC Venture Capital Corporations E SD/B Security Dealers/Brokers F LI Lending Investors G